Participant CAT Transaction

06/02/2025

CAT Reporting Technical Specifications for Plan Participants Addendum v1.0.0 r1

04/14/2025

CAT Reporting Technical Specifications for Plan Participants v4.1.1-r1

04/14/2025

CAT Reporting Technical Specifications for Plan Participants Addendum v1.0.0

01/02/2025

CAT Reporting Technical Specifications for Plan Participants v4.1.0-r23

09/10/2024

CAT Reporting Technical Specifications for Plan Participants v4.1.0-r22

04/15/2024

CAT Reporting Technical Specifications for Plan Participants v4.1.0-r21

09/25/2023

CAT Reporting Technical Specifications for Plan Participants v4.1.0-r20

07/18/2023

CAT Reporting Technical Specifications for Plan Participants v4.1.0-r19

04/17/2023

CAT Reporting Technical Specifications for Plan Participants v4.1.0-r18

02/21/2023

CAT Reporting Technical Specifications for Plan Participants v4.1.0-r17

11/21/2022

CAT Reporting Technical Specifications for Plan Participants v4.1.0-r16

07/29/2022

CAT Reporting Technical Specifications for Plan Participants v4.1.0-r15

07/08/2022

CAT Reporting Technical Specifications for Plan Participants v4.1.0-r14

04/29/2022

CAT Reporting Technical Specifications for Plan Participants v4.1.0-r13

04/04/2022

CAT Reporting Technical Specifications for Plan Participants v4.1.0-r12

03/21/2022

CAT Reporting Technical Specifications for Plan Participants v4.1.0-r11

03/07/2022

CAT Reporting Technical Specifications for Plan Participants v4.1.0-r10

02/15/2022

CAT Reporting Technical Specifications for Plan Participants v4.1.0-r9

12/15/2021

CAT Reporting Technical Specifications for Plan Participants v4.1.0-r8

12/01/2021

CAT Reporting Technical Specifications for Plan Participants v4.1.0-r7

10/19/2021

CAT Reporting Technical Specifications for Plan Participants v4.1.0-r6

10/06/2021

CAT Reporting Technical Specifications for Plan Participants v4.1.0-r5

09/10/2021

CAT Reporting Technical Specifications for Plan Participants v4.1.0-r4

07/28/2021

CAT Reporting Technical Specifications for Plan Participants v4.1.0-r3

07/14/2021

CAT Reporting Technical Specifications for Plan Participants v4.1.0-r2

06/16/2021

CAT Reporting Technical Specifications for Plan Participants v4.1.0-r1

06/16/2021

CAT Reporting Technical Specifications for Plan Participants v4.0.0 r7

06/02/2021

CAT Reporting Technical Specifications for Plan Participants v4.1.0

06/02/2021

CAT Reporting Technical Specifications for Plan Participants v4.0.0 r6

05/05/2021

CAT Reporting Technical Specifications for Plan Participants v4.0.0 r5

04/20/2021

CAT Reporting Technical Specifications for Plan Participants v4.0.0 r4

04/20/2021

CAT Reporting Technical Specifications for Plan Participants v4.0.0 r3

04/05/2021

CAT Reporting Technical Specifications for Plan Participants v4.0.0 r2

03/24/2021

CAT Reporting Technical Specifications for Plan Participants v4.0.0 r1

02/22/2021

CAT Reporting Technical Specifications for Plan Participants v4.0.0

01/11/2021

CAT Reporting Technical Specifications for Plan Participants v3.2.2 r5

12/02/2020

CAT Reporting Technical Specifications for Plan Participants v3.2.2 r4

11/18/2020

CAT Reporting Technical Specifications for Plan Participants v3.2.2 r3

11/10/2020

CAT Reporting Technical Specifications for Plan Participants v3.2.2 r2

10/21/2020

CAT Reporting Technical Specifications for Plan Participants v3.2.2 r1

09/25/2020

CAT Reporting Technical Specifications for Plan Participants v3.2.2

08/31/2020

CAT Reporting Technical Specifications for Plan Participants v3.2.1 r1

08/07/2020

CAT Reporting Technical Specifications for Plan Participants v3.2.1

07/17/2020

CAT Reporting Technical Specifications for Plan Participants v3.2.0 r1

07/10/2020

CAT Reporting Technical Specifications for Plan Participants v3.2.0

06/05/2020

Participant Technical Specifications v.3.1.0 r1

04/15/2020

Participant Technical Specifications v3.1.0

02/26/2020

Participant Technical Specifications v3.0.1

11/19/2019

CAT Reporting Technical Specifications for Plan Participants v3.0.0

09/26/2019

CAT Reporting Technical Specifications for Plan Participants v2.1

08/28/2019

CAT Reporting Technical Specifications for Plan Participants v2.0 Enhanced

03/25/2019

CAT Reporting Technical Specifications for Plan Participants v1.72

A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics

A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics

Participant Specifications