This page displays Video Tutorials related to various Consolidated Audit Trail topics and functionality.
This page displays Video Tutorials related to various Consolidated Audit Trail topics and functionality.
This instructional video demonstrates how to access the CAT Reporter Portal via the web.
This instructional video demonstrates how to manually create order events in the CAT Reporter Portal.
This instructional video details the changes to entitlement which will allow users to access the CAT Reporter Portal in only the Test Environment, only the Production Environment or both environments.
These instructional videos demonstrate how to access and navigate the CAT CAIS Reporter Portal - Full CAIS Phase.
Part 1 covers Paired File Submissions via SFTP and UI, Full CAIS/LTID Phase submission toggle, Updated Submissions in Progress and Completed Submissions tabs, FDID and CAT Customer Rejection tabs, and the Submission Reports tab. (December 14, 2021)
Part 2 covers Manual Submission, Inconsistencies, and Q&A regarding error correction. (January 25, 2022)
Part 3 covers the FDID Reconciliation Report. (May 3, 2022)
This instructional video demonstrates how to establish a Reporting Relationship with a CAT Reporting Agent via the CAT Reporter Portal.
This instructional video provides a high level overview of how to use the CAT Contact Management System.
Need Help?
Reach out to the FINRA CAT Helpdesk by phone at 888-696-3348 or email at [email protected].