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A. General

B. Reporting Requirements

C. Definitions

D. Order Receipt

E. Order Routing and Execution

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I. Foreign Securities

J. OTC Equity Securities

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M. Firm Designated ID

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Q. Customer and Account Information

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T. Production Readiness Testing

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Q. Customer and Account Information

This topic includes information related to the requirements for reporting customer and account data to the CAT.

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21

Monthly CAT Update (August 21, 2025)

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Displaying 301 - 302 of 302 results

Filter by Content Type

Filter by Topic

All Topics

A. General

B. Reporting Requirements

C. Definitions

D. Order Receipt

E. Order Routing and Execution

F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

U. Allocations

V. CAT Billing

W. Fee Dispute Resolution

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Order

Timeline Activity
LTID Account Information Reporting Go-Live for Phases 2a, 2b and 2c (Large Industry Members)

Topics

Q. Customer and Account Information
Timeline Activity
Full CAIS Final Technical Specification Published

Topics

Q. Customer and Account Information

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